One Year After the SEC Capital Markets Subcommittee Hearing: Investor Protection Is Still the Missing Piece

Pierce Leonard Pierce Leonard
Posted at Apr 7

A little over a year ago I sat through the SEC Capital Markets Subcommittee hearing on Regulation Crowdfunding (Reg CF) and Regulation A+. I walked away with mixed feelings. The advocates pushing to expand these pathways for capital formation got me fired up, especially for what it means for small businesses and everyday investors. But I was also frustrated that comprehensive risk mitigation and investor protection barely came up.

Twelve months later, not much has changed on that front. The advocacy for expanding Reg CF and Reg A+ has only gotten louder, and rightly so. But the conversation around protecting the unaccredited investors these frameworks are designed to welcome still hasn't caught up. So I want to take another swing at why that matters, and why TigerMark D&O exists to fill exactly that gap.

A quick note on what's changed on my end. TigerMark now sits under Equal Parts Insurance, the AI-native brokerage and MGA I joined when Assurely was acquired in 2025. The product i...more

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2025 Regulated Investment Crowdfunding Summit - Detailed Agenda

CfPA 2025 Summit
Posted at 9/3/2025

 

2025 Regulated Investment Crowdfunding Summit

“Shaping the Future of Capital Formation”
October 21–22, 2025 · National Union Building · Washington, DC
Missed the event? Watch the replay on Youtube

Overview

Day 1 – Tuesday, October 21, 2025: Advocacy Visits & Pre-event Reception

  • AM & Afternoon: Constituent drop-ins (Capitol Hill) and regulator visits (DC)
  • 5:30 – 7:30 PM: Cocktail Reception (@ National Union Building, 918 F St NW, Washington, DC 20004)

Day 2 – Wednesday, October 22, 2025: Summit Conference

  • 8:30 AM–5:30 PM: Detailed agenda below. (@ National Union Building, 918 F St NW, Washington, DC 20004)
  • ~6:00 – 8:00 PM: No-host happy hour / dinner (nearby venue TBD)

Day 1 · Tuesday, Oct 21 — Advocacy & Reception

10:00 AM – 5:30 PM
Advocacy Meetings
Capitol Hill & regulator visits. CfPA members registered for the Summit may be eligible to attend some meetings.
5:30 – 7:30 PM
Cocktail Reception
National Union Building · 918 F St NW · Washin
...more

Categories: Accounting  |  Blockchain & Crypto  |  Community Development  |  Featured  |  Funding Portals  |  Impact Investing  |  Insurance  |  Intrastate  |  Investor Education  |  Issuer Education  |  Law & Legal  |  Real Estate  |  Reg A+  |  Reg CF  |  Regulations & Compliance  |  Tax Issues
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