How to Apply as a New Crowdfunding Portal (FINRA guidelines)

Brian Christie CEO, Brainsy
Posted on 11/3/2020 6:51:15 AM

According to news reports, the applications for funding portals is on the rise. I've had a couple people approach me asking about the process. FINRA outlines the process in their "How to Apply as a New Funding Portal" guide: I'd recommend anyone planning to undertake this process be sure to hire competent legal counsel to make sure that you're doing things correctly - both for the application and when designing your portal / building the tech platform.