North Capital

623 E Fort Union Blvd, Suite 101
Salt Lake City, UT 84047

North Capital group includes a financial technology company, registered broker-dealer, and registered investment advisor. We provide comprehensive solutions to transact private and exempt public securities, including tokenized securities, supporting issuers, funding platforms, and financial intermediaries. By offering broker-dealer services and regulatory technology North Capital streamlines the investor experience including automated Know Your Customer (KYC) and Anti-Money Laundering (AML), accreditation verification, suitability, and money movements. The North Capital team is experienced in transacting and providing regulatory support and escrow services for a broad range of private offerings offered under Regulation D, Regulation A+, Regulation CF, and Regulation S. Our fee-only advisory practice focuses on providing discretionary and non-discretionary investment advisory services, as a fiduciary, to individuals, families, and institutional clients. Learn more by visiting our website at https://www.northcapital.com/. 

Highlights

Technology

North Capital offers technology-based investment solutions to broker-dealers, banks, fund managers, funding platforms, and private issuers who wish to access private investment markets.

Our products include:

• TransactAPI
• Marketplace-as-a-Service
• DirectInvest Button
• DirectAccreditation Button

Escrow Services for Platforms and Registered Funding Portals

North Capital Private Securities is a self-clearing broker-dealer approved to provide escrow services for offerings under Reg D, Reg A+, Reg S, and Reg CF offerings. We offer a full technology stack to facilitate the automatic creation and processing of deal escrows. Our team has years of experience in private securities and provides efficient, compliant processes to help guide you through your capital raise from opening escrow, accepting funds, processing returns, disbursing funds, and closing the account.

  • Escrows for all private offerings including Reg A, Reg CF, Reg D, and Reg S.
  • Same-day view into account activity
  • Regulatory Compliant Processes
  • Investor KYC and AML Verification
  • ACH, Wire, and Check funds processing
  • Supports International investors
  • Quick and easy account set up
  • Competitive Pricing
  • E-sign Escrow Agreements
  • Private Securities Experienced Team 

See all products: https://www.northcapital.com  

 

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