• Unclassified

I'm on a budget setting up my license crowd Funding portal with the FINRA/ SEC. I have completed everything and just need to send me finger print. is there a checklist for the thing i need to do so i can do everything properly and know my roadmap. also is it hard to change the name of the Entity I wan to add Capital at the end of the name?

1 Answer, 1 Reply
Jenny Kassan
Jenny Kassan  replied:

Hello!  FINRA should be able to provide you with all the info you need to get properly set up.  Good luck!

Jason Crystal
Jason Crystal  replied:

I would highly recommend Brandon from Halyard Compliance brandon@halyardcompliance.com who is really equipped to answer your question in more detail.