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transfer agent JOBS Act Reg A+ Reg D annual meeting proxy corporate governance compliance Investor relations equity crowdfunding investor communications
Biography
Patrick Tracey is Director, Business Development. In this role, Pat is responsible for business development within the US corporate issuer community.
Pat joined Morrow Sodali from Carta, Inc. where he led business development efforts for Carta’s transfer agent program. Previously, Pat led business development for public and private companies for transfer agent, equity crowdfunding, stock plan and related governance & compliance programs for Computershare. Pat spent many years at ChaseMellon Shareholder Services where he focused on insurance, bank and credit union demutualization, among other areas. Pat began his career at Morrow and Co.
Pat is a former President of NIRI’s largest chapter, NIRI New York, and was a member of the NIRI Annual Conference Committee in 2018. He is a board member of the Crowdfunding Professional Association.
He holds a BS in Management from New York University.
Experience
Senior Vice President, Business Development
Computershare
January 2000 - September 2018
Vice President
ChaseMellon Shareholder Services
January 1984 - January 2000
Vice President
Manufacturers Hanover Trust
January 1981 - January 1984
Director, Transfer Agent Sales | Public Markets
Carta
October 2018 - present
Education
New York University
Bachelor's Degree
Other
Publications
Transfer Agents are not Just for Public Companies
Equities.com
October 2016
An overview of the reasons why private companies that have issued stock should explore the options of working with a transfer agent for record-keeping services.
Private Banks and the Importance of Proper Investor Recordkeeping
Equities.com
February 2017
Just because privately held banks don’t face the same reporting requirements as their public counterparts doesn’t mean there isn’t very good reason to keep accurate shareholder records. This article explores the questions private banks should ask when it comes to their investor records.
